| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2011-12-30 | 2016-04-21 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2011-12-30 | 2016-04-21 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2010-01-12 | 2011-12-20 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2010-01-12 | 2011-12-20 |