| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2012-01-19 | - |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2012-01-19 | - |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2005-10-05 | 2011-12-13 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2005-10-05 | 2011-12-13 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2003-04-23 | 2005-09-30 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2003-04-23 | 2005-09-30 |
| Regal Jewellery & Goldsmith Co., Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-04-22 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-04-22 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-04-22 | |
| Rep | 證券交易 | 2003-04-01 | 2003-04-22 |
已採集記錄中暫無金管局登記。