| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2011-11-18 | - |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2011-11-18 | - |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2006-11-22 | 2011-11-06 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2006-11-22 | 2011-11-06 |
| ENLIGHTEN FUTURES LIMITED | Rep | 期貨合約交易 | 2004-06-11 | 2006-11-15 |
| RO | 期貨合約交易 | 2003-11-21 | 2004-05-21 | |
| Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-09-24 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-09-24 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2003-11-21 | |
| ENLIGHTEN SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-09-24 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-09-24 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-09-24 | |
| Rep | 證券交易 | 2003-04-01 | 2006-11-15 |
已採集記錄中暫無金管局登記。