| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2023-04-11 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2023-04-11 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2020-02-24 | 2023-03-17 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-02-24 | 2023-03-17 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-02-12 | 2023-03-17 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2020-02-12 | 2023-03-17 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2006-07-19 | 2020-01-17 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2006-07-19 | 2020-01-17 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-03-02 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-03-02 | |
| Rep | 證券交易 | 2003-04-01 | 2006-07-15 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2003-04-01 | 2006-07-15 |
已採集記錄中暫無金管局登記。