| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2024-09-20 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2024-09-20 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2020-05-26 | 2024-04-19 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2020-05-26 | 2024-04-19 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2013-10-09 | 2020-05-13 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2013-10-09 | 2020-05-13 |
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2012-04-17 | 2013-09-17 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2012-04-17 | 2013-09-17 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2010-11-25 | 2012-04-05 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2010-11-25 | 2012-04-05 |
已採集記錄中暫無金管局登記。