| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Mason Securities Limited | Rep | 證券交易 | 2018-02-28 | 2018-11-04 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2018-02-28 | 2018-11-04 |
| GRANDLY FINANCIAL SERVICES LIMITED | RO | 期貨合約交易 | 2017-03-27 | 2017-07-03 |
| RO | 證券交易 | 2017-03-27 | 2017-07-03 | |
| Rep | 證券交易 | 2015-08-21 | 2017-03-27 | |
| Rep | 期貨合約交易 | 2014-10-09 | 2017-03-27 | |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2012-11-21 | 2014-09-28 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2012-11-21 | 2014-09-28 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2009-11-04 | 2012-11-04 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2009-10-28 | 2012-11-04 |