| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2010-12-23 | 2012-08-04 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2010-12-23 | 2012-08-04 |
| Beevest Securities Limited | Rep | 期貨合約交易 | 2008-01-28 | 2008-03-17 |
| Rep | 證券交易 | 2008-01-28 | 2008-03-17 | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2007-08-28 | 2007-12-28 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2007-08-28 | 2007-12-28 |