| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2021-06-07 | 2024-01-08 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2021-06-07 | 2024-01-08 |
| Rep | 提供資產管理 | 2021-05-21 | 2024-01-08 | |
| Pimlico Asset Management Limited | RO | 提供資產管理 | 2020-12-22 | 2021-04-30 |
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2012-01-11 | 2020-10-12 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2012-01-11 | 2020-10-12 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2010-08-09 | 2011-12-30 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2009-06-08 | 2011-12-30 |