| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Goldhorse Securities Limited | RO | 就證券提供意見 | 2017-07-06 | 2021-03-24 |
| RO | 證券交易 | 2017-07-06 | 2021-03-24 | |
| WEI DA ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2017-07-06 | - |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就證券提供意見 | 2012-01-27 | 2017-04-30 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2009-12-02 | 2017-04-30 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2009-12-02 | 2017-04-30 |
| VC BROKERAGE LIMITED | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-08-26 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-06-08 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-06-08 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-06-08 | |
| Rep | 證券交易 | 2003-04-01 | 2009-12-01 | |
| VC FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-06-08 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-06-08 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2009-12-01 |
已採集記錄中暫無金管局登記。