| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Liquidnet Asia Limited | Rep | 提供自動化交易服務 | 2021-03-23 | - |
| Rep | 證券交易 | 2021-03-23 | - | |
| BTIG Hong Kong Limited | Rep | 證券交易 | 2020-01-10 | 2021-01-22 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就證券提供意見 | 2009-11-17 | 2020-01-05 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2009-09-30 | 2020-01-05 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2009-09-30 | 2020-01-05 |
| CLSA FUTURES LIMITED | Rep | 期貨合約交易 | 2007-11-20 | 2009-03-05 |
| CLSA LIMITED | Rep | 證券交易 | 2007-02-21 | 2009-03-05 |