| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2012-01-16 | - |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2012-01-16 | - |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2010-04-13 | 2011-12-23 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2010-02-03 | 2011-12-23 |
| EWARTON SECURITIES LIMITED | Rep | 證券交易 | 2008-09-22 | 2010-01-11 |
已採集記錄中暫無金管局登記。