| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SOUTH CHINA RESEARCH LIMITED | Rep | 就證券提供意見 | 2016-12-15 | 2020-02-18 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | 就證券提供意見 | 2014-06-17 | 2016-12-15 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2012-12-17 | 2025-06-30 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2012-12-17 | - |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2010-08-09 | 2012-11-18 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2009-10-15 | 2012-11-18 |