| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| First Fidelity Capital (International) Limited | RO | 就證券提供意見 | 2019-03-14 | - |
| RO | 提供資產管理 | 2019-03-14 | - | |
| RO | 證券交易 | 2019-03-14 | - | |
| Rep | 就證券提供意見 | 2018-11-22 | 2019-03-14 | |
| Rep | 提供資產管理 | 2018-11-22 | 2019-03-14 | |
| Rep | 證券交易 | 2018-11-22 | 2019-03-14 | |
| Redbridge Global Strategies Limited | Rep | 就證券提供意見 | 2018-05-07 | 2018-11-14 |
| Rep | 提供資產管理 | 2018-05-07 | 2018-11-14 | |
| Rep | 證券交易 | 2018-05-07 | 2018-11-14 | |
| South China Investment Management Limited | Rep | 提供資產管理 | 2016-12-15 | 2017-09-03 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | 提供資產管理 | 2013-07-02 | 2016-12-15 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2012-02-02 | 2017-09-03 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2012-02-02 | 2017-09-03 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2009-10-28 | 2012-01-13 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2009-10-28 | 2012-01-13 |
已採集記錄中暫無金管局登記。