| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BaoQiao Partners Capital Limited | RO | 證券交易 | 2015-09-30 | 2020-08-31 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就證券提供意見 | 2010-04-29 | 2015-09-17 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2009-11-12 | 2015-09-17 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2009-11-12 | 2015-09-17 |