| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited | Rep | 證券交易 | 2016-09-14 | 2017-06-05 |
| BGC SECURITIES (HONG KONG) LLC | Rep | 證券交易 | 2015-08-12 | 2015-11-20 |
| Religare Capital Markets (Hong Kong) Limited | Rep | 就證券提供意見 | 2014-04-09 | 2014-09-02 |
| Rep | 證券交易 | 2014-04-09 | 2014-09-02 | |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就證券提供意見 | 2010-08-13 | 2013-06-04 |
| Rep | 證券交易 | 2010-08-13 | 2013-06-04 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2009-06-04 | 2010-01-07 |