| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2020-03-16 | 2022-10-08 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2009-12-03 | 2020-03-06 |
| VC BROKERAGE LIMITED | Rep | 證券交易 | 2005-10-20 | 2009-12-01 |
| GOLDENWAY SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | - | 2004-10-06 |
| Rep | 就證券提供意見 | - | 2004-10-06 | |
| Rep | 提供資產管理 | - | 2004-10-06 | |
| Rep | 證券交易 | - | 2005-10-15 |