| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2011-11-11 | - |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2005-08-23 | 2011-09-14 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-02-27 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-02-27 | |
| Rep | 證券交易 | 2003-04-01 | 2005-08-22 |