| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2009-07-06 | 2020-03-20 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2006-03-07 | 2007-05-01 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2004-01-16 |
| Rep | 就證券提供意見 | - | 2004-01-16 | |
| Rep | 提供資產管理 | - | 2004-01-16 | |
| Rep | 提供自動化交易服務 | - | 2004-01-16 | |
| Rep | 證券交易 | - | 2006-03-01 |