| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2012-02-06 | 2020-10-15 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2010-09-10 | 2012-01-13 |
| RPS INVESTMENT LIMITED | Rep | 證券交易 | 2005-03-03 | 2010-09-04 |
| Superfund Financial (Hong Kong) Limited | Rep | 就機構融資提供意見 | - | 2004-02-05 |
| Rep | 就證券提供意見 | - | 2004-02-05 | |
| Rep | 提供資產管理 | - | 2004-02-05 | |
| Rep | 證券交易 | - | 2005-03-02 |