Ng, Wang To (SFC:ADH937) 吳宏圖
證監會中央編號:ADH937
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CASH Wealth Management Limited | Rep | 提供資產管理 | 2024-10-08 | 2025-02-28 |
| C CAPITAL INVESTMENT MANAGEMENT LIMITED | RO | 證券交易 | 2024-07-19 | 2024-07-27 |
| RO | 就證券提供意見 | 2023-11-06 | 2024-07-27 | |
| RO | 提供資產管理 | 2023-11-06 | 2024-07-27 | |
| Well Link Asset Management Limited | RO | 就證券提供意見 | 2016-04-20 | 2022-03-17 |
| RO | 提供資產管理 | 2016-04-20 | 2022-03-17 | |
| SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就期貨合約提供意見 | 2016-03-16 | 2016-03-31 |
| Rep | 就證券提供意見 | 2016-03-16 | 2016-03-31 | |
| Rep | 提供資產管理 | 2016-03-16 | 2016-03-31 | |
| oOo Securities (HK) Group Limited | RO | 提供資產管理 | 2015-08-19 | 2016-03-02 |
| Rep | 提供資產管理 | 2015-07-09 | 2015-08-19 | |
| CMB WING LUNG ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2015-06-04 | 2015-06-19 |
| Rep | 提供資產管理 | 2015-03-04 | 2015-06-04 | |
| RHB ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2013-12-06 | 2015-01-30 |
| RO | 提供資產管理 | 2013-12-06 | 2015-01-30 | |
| RO | 證券交易 | 2013-12-06 | 2015-01-30 | |
| Rep | 就證券提供意見 | 2013-10-03 | 2013-12-06 | |
| Rep | 提供資產管理 | 2013-10-03 | 2013-12-06 | |
| Rep | 證券交易 | 2013-10-03 | 2013-12-06 | |
| PACIFIC EAGLE ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2010-12-16 | 2013-10-01 |
| RO | 提供資產管理 | 2010-12-16 | 2013-10-01 | |
| Rep | 就證券提供意見 | 2008-06-05 | 2010-12-16 | |
| Rep | 提供資產管理 | 2006-07-28 | 2010-12-16 |