| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Octal Capital Limited | RO | 就機構融資提供意見 | 2012-08-13 | - |
| RO | 證券交易 | 2012-08-13 | - | |
| PARTNERS CAPITAL INTERNATIONAL LIMITED | RO | 就機構融資提供意見 | 2011-04-06 | 2012-07-26 |
| RO | 證券交易 | 2011-04-06 | 2012-07-26 | |
| Rep | 就機構融資提供意見 | 2011-01-19 | 2011-04-06 | |
| Rep | 證券交易 | 2011-01-19 | 2011-04-06 | |
| CINDA INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2007-06-26 | 2010-11-01 |
| RO | 證券交易 | 2007-06-26 | 2010-11-01 | |
| Rep | 證券交易 | 2003-11-17 | 2007-06-26 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-09-30 | |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2007-06-26 |