| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2024-12-18 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2024-11-14 | - |
| Rep | 證券交易 | 2024-11-14 | - | |
| Venture Smart Asia Limited | Rep | 提供資產管理 | 2021-12-16 | 2023-07-21 |
| RO | 提供資產管理 | 2021-04-23 | 2021-12-16 | |
| RO | 就證券提供意見 | 2021-04-23 | 2023-07-21 | |
| RO | 證券交易 | 2021-04-23 | 2023-07-21 | |
| Rep | 提供資產管理 | 2020-05-22 | 2021-04-23 | |
| Rep | 就證券提供意見 | 2020-04-17 | 2021-04-23 | |
| Rep | 證券交易 | 2020-04-17 | 2021-04-23 | |
| WINLAND WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2017-11-01 | 2020-03-21 |
| Rep | 證券交易 | 2016-08-04 | 2020-03-21 | |
| PEGASUS FUND MANAGERS LIMITED | Rep | 證券交易 | 2011-03-11 | 2014-06-07 |
| Rep | 提供資產管理 | 2008-01-07 | 2014-06-07 | |
| Rep | 就證券提供意見 | 2007-03-19 | 2014-06-07 |
已採集記錄中暫無金管局登記。