| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2016-10-25 | 2025-06-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2003-09-30 | - |
| Rep | 就期貨合約提供意見 | 2003-09-30 | 2025-06-30 | |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 就證券提供意見 | 2003-06-05 | 2016-09-26 |
| Rep | 提供資產管理 | 2003-06-05 | 2024-08-13 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2003-06-05 | - |
| Rep | 提供自動化交易服務 | 2003-06-05 | 2016-01-25 | |
| VC BROKERAGE LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-06-03 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-06-03 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-06-03 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-06-03 | |
| Rep | 證券交易 | 2003-04-01 | 2003-06-03 |
已採集記錄中暫無金管局登記。