| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2016-07-19 | - |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 槓桿式外匯交易 | 2009-05-20 | - |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 就證券提供意見 | 2008-08-07 | 2016-07-04 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2008-07-09 | 2008-07-16 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2008-05-03 | - |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2007-09-20 | - |