| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | RO | 提供自動化交易服務 | 2025-03-17 | - |
| Rep | 提供自動化交易服務 | 2024-11-19 | 2025-03-17 | |
| Rep | 就證券提供意見 | 2017-11-03 | - | |
| PHILLIP COMMODITIES (HK) LIMITED | RO | 期貨合約交易 | 2007-10-08 | - |
| PHILLIP SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2007-10-08 | - |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-08-15 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-12-09 | |
| Rep | 就期貨合約提供意見 | 2003-04-01 | 2005-03-21 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2007-10-08 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2005-03-21 |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-03-21 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-03-21 | |
| Rep | 證券交易 | 2003-04-01 | 2007-10-08 |
已採集記錄中暫無金管局登記。