| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Huaxin Futures Limited | RO | 期貨合約交易 | 2020-06-09 | 2020-12-02 |
| Rep | 期貨合約交易 | 2020-04-22 | 2020-06-09 | |
| ZHENG DA INTERNATIONAL FINANCIAL HOLDING LIMITED | Rep | 就期貨合約提供意見 | 2020-03-04 | 2020-04-17 |
| Rep | 期貨合約交易 | 2020-03-02 | 2020-04-17 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2004-01-06 | 2020-02-06 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | - | 2004-01-02 |
| Rep | 就證券提供意見 | - | 2004-01-02 | |
| Rep | 提供資產管理 | - | 2004-01-02 | |
| Rep | 證券交易 | - | 2020-02-06 |