| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2014-05-23 | 2019-07-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 槓桿式外匯交易 | 2011-08-11 | 2019-07-30 |
| Rep | 期貨合約交易 | 2011-08-11 | 2024-02-23 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2011-08-11 | 2024-02-23 |
| Nerico Brothers Limited (HK) | Rep | 期貨合約交易 | 2009-06-19 | 2009-11-01 |
| Rep | 證券交易 | 2009-02-09 | 2009-11-01 | |
| Rep | 槓桿式外匯交易 | 2009-02-09 | 2009-11-01 |