| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2005-10-26 | 2024-08-09 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2005-10-26 | 2024-08-09 |
| KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | 就證券提供意見 | 2003-09-03 | 2005-10-07 |
| GAYANG SECURITIES LIMITED | Rep | 就證券提供意見 | - | 2003-05-12 |