| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2010-10-26 | 2012-05-02 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2010-10-26 | 2012-05-02 |
| KINGSTON FUTURES LIMITED | Rep | 期貨合約交易 | 2010-09-30 | 2010-10-22 |
| KINGSTON SECURITIES LIMITED | Rep | 證券交易 | 2010-09-30 | 2010-10-22 |
| XinKong International Securities Limited | Rep | 期貨合約交易 | 2010-02-01 | 2010-04-01 |
| Rep | 證券交易 | 2010-02-01 | 2010-04-01 |