| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2011-08-10 | 2014-04-15 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2011-01-05 | 2014-04-15 |
| Rep | 證券交易 | 2011-01-05 | 2014-04-15 | |
| oOo Securities (HK) Group Limited | Rep | 就證券提供意見 | 2010-04-22 | 2010-06-12 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2008-11-24 | 2010-01-20 |