| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2008-02-11 | - |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-02-11 | - |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2005-08-09 | 2008-01-26 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2005-08-09 | 2008-01-26 |
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | 2004-02-04 | 2005-08-09 |
| Rep | 期貨合約交易 | 2003-04-01 | 2003-12-03 | |
| Tung Shing Securities (Brokers) Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-12-03 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-12-03 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-12-03 | |
| Rep | 證券交易 | 2003-04-01 | 2005-08-09 |