| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 期貨合約交易 | 2016-05-17 | - |
| Rep | 證券交易 | 2016-05-17 | - | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期貨合約提供意見 | 2010-11-29 | 2016-02-06 |
| Rep | 期貨合約交易 | 2008-03-20 | 2016-02-06 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-03-20 | 2016-02-05 |