| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | RO | 證券交易 | 2022-09-30 | - |
| Rep | 就證券提供意見 | 2016-09-29 | - | |
| Rep | 期貨合約交易 | 2016-09-29 | - | |
| Rep | 證券交易 | 2016-09-29 | 2022-09-30 | |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2016-05-18 | 2016-09-19 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 槓桿式外匯交易 | 2009-03-18 | 2016-09-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2008-07-29 | 2016-09-19 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2006-03-10 | 2016-09-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2006-03-10 | 2016-09-19 |