| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| QUAM ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2013-04-02 | 2018-08-06 |
| Quam Securities Limited | Rep | 就證券提供意見 | 2012-10-16 | - |
| Rep | 期貨合約交易 | 2012-10-16 | - | |
| Rep | 證券交易 | 2012-10-16 | - | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2011-02-16 | 2012-10-06 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2010-08-24 | 2012-10-06 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2010-08-24 | 2012-10-06 |