| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | 提供資產管理 | 2017-06-26 | 2026-03-02 |
| Rep | 證券交易 | 2017-06-26 | 2026-03-02 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期貨合約提供意見 | 2013-03-19 | 2015-04-08 |
| Rep | 期貨合約交易 | 2011-09-09 | 2015-04-08 | |
| Rep | 槓桿式外匯交易 | 2011-09-09 | 2015-04-08 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2011-09-09 | 2015-04-08 |