| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| OPEN ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2025-05-08 | - |
| RO | 提供資產管理 | 2025-05-08 | - | |
| Open Securities Limited | RO | 就證券提供意見 | 2025-05-08 | - |
| RO | 期貨合約交易 | 2025-05-08 | - | |
| RO | 證券交易 | 2025-05-08 | - | |
| Leo Asset Management Limited | RO | 就證券提供意見 | 2024-01-16 | 2025-03-14 |
| RO | 提供資產管理 | 2024-01-16 | 2025-03-14 | |
| Yuen Meta (International) Securities Limited | RO | 證券交易 | 2024-01-16 | 2025-03-14 |
| MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | RO | 就證券提供意見 | 2021-11-23 | 2024-01-01 |
| RO | 提供資產管理 | 2021-11-23 | 2024-01-01 | |
| RO | 證券交易 | 2021-11-23 | 2024-01-01 | |
| Rep | 提供資產管理 | 2016-04-26 | 2021-11-23 | |
| Rep | 證券交易 | 2014-10-07 | 2021-11-23 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2007-07-24 | 2014-09-27 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2007-01-31 | 2014-09-27 |
已採集記錄中暫無金管局登記。