| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2016-06-23 | 2026-02-09 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2016-06-23 | 2026-02-09 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2014-01-21 | 2016-06-15 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2014-01-21 | 2016-06-15 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2004-10-14 | 2013-07-20 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2004-09-09 | 2013-07-20 |