| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2018-04-17 | - |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2018-03-27 | - |
| ASIA WEALTH SECURITIES LIMITED | Rep | 證券交易 | 2016-10-03 | 2017-10-27 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2011-07-11 | 2016-08-14 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2010-04-07 | 2016-08-14 |
| North Beta International Securities Limited | Rep | 證券交易 | 2009-07-20 | 2009-12-02 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2008-05-27 | 2009-06-02 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2008-05-27 | 2009-04-30 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2008-05-27 | 2009-06-02 |
已採集記錄中暫無金管局登記。