| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2021-04-07 | - |
| Rep | 證券交易 | 2021-02-01 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2021-02-01 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2020-09-10 | 2021-01-06 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2020-09-10 | 2021-01-06 |
| Quam Securities Limited | Rep | 期貨合約交易 | 2018-06-01 | 2020-08-28 |
| Rep | 證券交易 | 2018-06-01 | 2020-08-28 | |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2018-05-16 |
| Rep | 證券交易 | 2015-02-13 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2015-02-13 | 2018-05-16 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2007-12-05 | 2015-02-06 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2007-09-05 | 2015-02-06 |
已採集記錄中暫無金管局登記。