| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2015-12-29 | - |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2015-12-29 | - |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2011-07-11 | 2015-12-04 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2011-07-11 | 2015-12-04 |
| Rep | 證券交易 | 2010-12-21 | 2015-12-04 |
已採集記錄中暫無金管局登記。