| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| VALUABLE CAPITAL LIMITED | RO | 期貨合約交易 | 2026-09-16 | - |
| RO | 證券交易 | 2026-09-16 | - | |
| Rep | 就證券提供意見 | 2026-04-08 | - | |
| Rep | 期貨合約交易 | 2026-04-08 | 2026-09-16 | |
| Rep | 證券交易 | 2026-04-08 | 2026-09-16 | |
| PING AN SECURITIES (HONG KONG) COMPANY LIMITED | RO | 證券交易 | 2021-02-23 | 2026-03-22 |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | RO | 期貨合約交易 | 2021-02-23 | 2026-03-22 |
| PING AN SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 就證券提供意見 | 2021-02-22 | 2026-03-22 |
| Rep | 證券交易 | 2020-12-30 | 2021-02-23 | |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | RO | 證券交易 | 2019-08-19 | 2020-12-06 |
| Rep | 證券交易 | 2019-07-15 | 2019-08-19 | |
| ORIENT FUTURES (HONG KONG) LIMITED | RO | 期貨合約交易 | 2016-12-29 | 2019-06-26 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2016-12-29 | 2019-06-26 |
| RO | 證券交易 | 2016-12-29 | 2019-06-26 | |
| Rep | 證券交易 | 2016-10-31 | 2016-12-29 | |
| iFAST Securities (HK) Limited | RO | 證券交易 | 2016-03-09 | 2016-10-13 |
| iFAST Financial (HK) Limited | Rep | 證券交易 | 2015-12-18 | 2016-10-13 |
| iFAST Global Markets (HK) Limited | Rep | 證券交易 | 2015-12-18 | 2016-10-13 |
| ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2015-04-02 | 2015-11-20 |
| Rep | 提供資產管理 | 2015-04-02 | 2015-11-20 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2012-06-22 | 2015-03-14 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2009-07-30 | 2015-03-14 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2009-07-30 | 2015-03-14 |
已採集記錄中暫無金管局登記。