| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2018-03-15 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2018-03-15 | - |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 槓桿式外匯交易 | 2010-06-09 | 2017-10-14 |
| Rep | 期貨合約交易 | 2010-04-29 | 2017-10-14 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2010-04-29 | 2017-10-14 |