| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Pulun International Asset Management Limited | RO | 提供資產管理 | 2025-10-15 | - |
| Pulun International Securities Limited | RO | 就證券提供意見 | 2025-10-15 | - |
| RO | 證券交易 | 2025-10-15 | - | |
| Cedarlake Global Capital Limited | RO | 就證券提供意見 | 2020-08-11 | 2024-10-01 |
| RO | 提供資產管理 | 2020-08-11 | 2024-10-01 | |
| RO | 證券交易 | 2020-08-11 | 2024-10-01 | |
| Rep | 就證券提供意見 | 2020-07-14 | 2020-08-11 | |
| Rep | 提供資產管理 | 2020-07-14 | 2020-08-11 | |
| Rep | 證券交易 | 2020-07-14 | 2020-08-11 | |
| Sun International Investment Services Limited | RO | 就證券提供意見 | 2018-10-05 | 2020-06-19 |
| RO | 提供資產管理 | 2018-10-05 | 2020-06-19 | |
| RO | 證券交易 | 2018-10-05 | 2020-06-19 | |
| Rep | 就證券提供意見 | 2018-08-22 | 2018-10-05 | |
| Rep | 提供資產管理 | 2018-08-22 | 2018-10-05 | |
| Rep | 證券交易 | 2018-08-22 | 2018-10-05 | |
| QMIS Asset Management Limited | RO | 就證券提供意見 | 2016-03-24 | 2018-08-11 |
| RO | 提供資產管理 | 2016-03-24 | 2018-08-11 | |
| QMIS Securities Limited | RO | 證券交易 | 2016-03-24 | 2018-08-11 |
| QMIS Asset Management Limited | Rep | 就證券提供意見 | 2016-03-14 | 2016-03-24 |
| Rep | 提供資產管理 | 2016-03-14 | 2016-03-24 | |
| QMIS Securities Limited | Rep | 證券交易 | 2016-03-14 | 2016-03-24 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2009-04-08 | 2016-01-31 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2004-06-24 | 2016-01-31 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2004-06-24 | 2016-01-31 |
已採集記錄中暫無金管局登記。