| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited | RO | 證券交易 | 2023-01-06 | - |
| Rep | 證券交易 | 2016-03-24 | 2023-01-06 | |
| Quam Securities Limited | Rep | 期貨合約交易 | 2014-12-22 | 2016-03-01 |
| Rep | 證券交易 | 2014-12-22 | 2016-03-01 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2011-09-27 | 2014-09-29 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2011-03-25 | 2014-09-29 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2011-03-25 | 2014-09-29 |
已採集記錄中暫無金管局登記。