| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2008-10-20 | 2020-11-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-02-28 | 2020-11-30 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2007-12-18 | 2008-02-11 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2006-08-31 | 2007-12-13 |