| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 提供資產管理 | 2015-07-22 | - |
| Rep | 期貨合約交易 | 2015-06-17 | - | |
| Rep | 證券交易 | 2015-06-17 | - | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2011-06-21 | 2015-06-09 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2010-08-24 | 2015-06-09 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2010-08-24 | 2015-06-09 |