| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| OPEN ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2026-06-04 | - |
| Rep | 提供資產管理 | 2026-06-04 | - | |
| Open Securities Limited | Rep | 就證券提供意見 | 2026-06-04 | - |
| Rep | 期貨合約交易 | 2026-06-04 | - | |
| Rep | 證券交易 | 2026-06-04 | - | |
| OPEN ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2025-04-02 | 2025-11-02 |
| Rep | 提供資產管理 | 2025-04-02 | 2025-11-02 | |
| Open Securities Limited | Rep | 就證券提供意見 | 2025-04-02 | 2025-11-02 |
| Rep | 證券交易 | 2025-04-02 | 2025-11-02 | |
| Leo Asset Management Limited | Rep | 就證券提供意見 | 2024-10-24 | 2025-03-07 |
| Rep | 提供資產管理 | 2024-10-24 | 2025-03-07 | |
| Yuen Meta (International) Securities Limited | Rep | 證券交易 | 2024-08-28 | 2025-03-07 |
| GRANDLY FINANCIAL SERVICES LIMITED | Rep | 期貨合約交易 | 2023-05-08 | 2024-05-24 |
| Rep | 證券交易 | 2023-05-08 | 2024-05-24 | |
| MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | 就證券提供意見 | 2021-01-29 | 2023-05-01 |
| Rep | 提供資產管理 | 2019-02-19 | 2023-05-01 | |
| Rep | 證券交易 | 2018-06-01 | 2023-05-01 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2006-08-03 | 2013-08-02 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2006-08-03 | 2013-08-02 |
已採集記錄中暫無金管局登記。