| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHACOM FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2022-10-25 | - |
| Rep | 期貨合約交易 | 2022-10-25 | - | |
| Shacom Securities Limited | Rep | 就證券提供意見 | 2022-10-25 | - |
| Rep | 證券交易 | 2022-10-25 | - | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2013-10-07 | 2014-06-05 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2013-10-07 | 2014-06-05 |
| Rep | 證券交易 | 2013-10-07 | 2014-06-05 | |
| LT Finance Management Limited | Rep | 就證券提供意見 | 2013-07-10 | 2013-09-12 |
| LT Securities Limited | Rep | 證券交易 | 2013-07-10 | 2013-09-12 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2011-05-12 | 2013-06-24 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2011-05-12 | 2013-06-24 |
| Rep | 證券交易 | 2011-05-12 | 2013-06-24 |
已採集記錄中暫無金管局登記。