| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2008-05-23 | 2016-05-14 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-05-23 | 2016-05-14 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2007-10-12 | 2008-05-02 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2004-05-31 | 2008-05-02 |
| EMPEROR FUTURES LIMITED | RO | 期貨合約交易 | 2003-10-31 | 2007-10-12 |
| EMPEROR SECURITIES LIMITED (HK) | RO | 證券交易 | 2003-10-31 | 2004-04-30 |
| EMPEROR FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2003-09-01 |
| Rep | 提供資產管理 | - | 2003-09-01 |
| Rep | 期貨合約交易 | - | 2003-10-31 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就機構融資提供意見 | - | 2003-09-01 |
| Rep | 就證券提供意見 | - | 2003-09-01 |
| Rep | 提供資產管理 | - | 2003-09-01 |
| Rep | 提供自動化交易服務 | - | 2003-09-01 |
| Rep | 證券交易 | - | 2003-10-31 |