| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KINGS SECURITIES LIMITED | RO | 就證券提供意見 | 2025-11-18 | - |
| RO | 提供資產管理 | 2025-11-18 | - | |
| RO | 證券交易 | 2025-11-18 | - | |
| Rep | 就證券提供意見 | 2025-10-17 | 2025-11-18 | |
| Rep | 提供資產管理 | 2025-10-17 | 2025-11-18 | |
| Rep | 證券交易 | 2025-10-17 | 2025-11-18 | |
| PURPLE LEGEND (HK) LIMITED | RO | 就證券提供意見 | 2025-02-12 | 2025-09-30 |
| RO | 提供資產管理 | 2025-02-12 | 2025-09-30 | |
| RO | 證券交易 | 2025-02-12 | 2025-09-30 | |
| Hong Kong Huijin Securities Limited | Rep | 證券交易 | 2021-03-05 | 2025-01-31 |
| RO | 就證券提供意見 | 2020-12-07 | 2025-01-31 | |
| RO | 提供資產管理 | 2020-12-07 | 2025-01-31 | |
| RO | 期貨合約交易 | 2020-12-07 | 2025-01-31 | |
| Rep | 就證券提供意見 | 2020-12-04 | 2020-12-07 | |
| Rep | 提供資產管理 | 2020-12-04 | 2020-12-07 | |
| Rep | 期貨合約交易 | 2020-12-04 | 2020-12-07 | |
| DA International Asset Management Limited | RO | 就證券提供意見 | 2018-08-29 | 2020-10-16 |
| RO | 提供資產管理 | 2018-08-29 | 2020-10-16 | |
| Rep | 提供資產管理 | 2018-08-08 | 2018-08-29 | |
| Eagle Trader Asset Management Limited | RO | 提供資產管理 | 2017-08-21 | 2018-08-05 |
| Rep | 提供資產管理 | 2017-05-15 | 2017-08-21 | |
| Golden Hen Securities and Futures Limited | RO | 期貨合約交易 | 2017-03-30 | 2018-08-05 |
| Rep | 期貨合約交易 | 2017-02-03 | 2017-03-30 | |
| Rep | 證券交易 | 2017-02-03 | 2018-08-05 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期貨合約提供意見 | 2009-05-26 | 2017-01-28 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2009-02-26 | 2017-01-28 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2008-03-17 | 2017-01-28 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-03-17 | 2017-01-28 |
已採集記錄中暫無金管局登記。